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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel William Emmons is a financial advisor at Stifel, Nicolaus & Company, Inc. in Charlotte, NC. Daniel has been working in the financial industry since 2006. Daniel is licensed in 31 states and is a Certified Financial Planner. Daniel specializes in providing financial advice to individuals, families, and businesses. Daniel's clients include individuals, families, businesses, high net worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations, and state or municipal government entities. Daniel provides financial planning, portfolio management, and investment advice. Daniel also offers educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/10/2018 - Present
Stifel, Nicolaus & Company, Inc. (CHARLOTTE NC)
NC
11/16/2006 - 02/07/2013
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 02/21/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/15/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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