Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel William Carnevale is an active investment advisor with over 50 years of experience in the financial services industry. Daniel is a registered representative with Stifel, Nicolaus & Company, Inc. in Sarasota, FL. Daniel has been with Stifel, Nicolaus & Company, Inc. since August of 2006. Prior to that, Daniel was registered with Morgan Stanley DW INC. from February 1978 to August 2006. Daniel Carnevale holds several licenses, including Series 63, 65, 7TO, 10, 24, 52TO and SIE. Daniel Carnevale has a total of 25 state registrations and is registered in 27 states and 2 US territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/02/2020 - Present
Stifel, Nicolaus & Company, Inc. (SARASOTA FL)
FL
02/24/1978 - 08/25/2006
MORGAN STANLEY DW INC. (SARASOTA FL)
NA
03/01/1974 - 02/24/1978
REYNOLDS SECURITIES, INC.
NA
09/09/1970 - 04/01/1974
DUPONT WALSTON, INCORPORATED
IA
Issued 05/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/12/1979
Series 4 - Registered Options Principal Examination
BC
Issued 07/31/1972
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 10/29/1981
Series 5 - Interest Rate Options Examination
BC
Issued 04/01/1977
PC - AMEX Put and Call Exam
BC
Issued 11/03/1969
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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