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Daniel Wesley Albert

Morgan Stanley

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About Daniel Wesley Albert

Daniel Wesley Albert has been in the financial services industry since 1989. Daniel Albert is currently registered with Morgan Stanley. Prior to that, Daniel Albert was affiliated with UBS FINANCIAL SERVICES INC., UBS WARBURG LLC, NATIONSBANC MONTGOMERY SECURITIES LLC, MUTUAL SERVICE CORPORATION, LEHMAN BROTHERS INC., LEHMAN GOVERNMENT SECURITIES INC., and LEHMAN SPECIAL SECURITIES INC. Daniel Albert is licensed in 36 states. Daniel Albert holds the Series 65, 63, SIE, 3, 7 and 2 licenses. Daniel Albert provides investment advisory services to a variety of clients including high-net-worth individuals, corporations and institutions.

Firm Information

Daniel Albert is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Daniel Albert’s Registration & Firm History

CA

03/19/2020 - Present

Morgan Stanley (Orinda CA)

CA

04/20/2001 - 06/20/2011

UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)

NY

06/12/2000 - 05/14/2001

UBS WARBURG LLC (NEW YORK NY)

NY

11/03/1997 - 05/24/1999

NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)

MA

07/22/1996 - 10/31/1997

MUTUAL SERVICE CORPORATION (BOSTON MA)

NY

09/29/1987 - 01/23/1996

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

07/25/1987 - 10/23/1995

LEHMAN GOVERNMENT SECURITIES INC.

NA

11/08/1988 - 07/18/1994

LEHMAN SPECIAL SECURITIES INC.

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Licenses & Designations

IA

Issued 10/03/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/25/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/1988

Series 3 - National Commodity Futures Examination

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

BC

Issued 05/22/1986

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Daniel Wesley Albert. Review regulatory record here.
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