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Daniel Wenchu Liu

Houlihan Lokey Capital, Inc.

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About Daniel Wenchu Liu

Daniel Wenchu Liu is a registered representative with Houlihan Lokey Capital, Inc. in New York, NY. Daniel has been in the securities industry since September 3, 2018. Daniel holds a Series 63, SIE, and Series 79 license.

Firm Information

Daniel Liu is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Liu’s Registration & Firm History

NY

12/06/2021 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

NY

09/04/2018 - 04/22/2024

HOULIHAN LOKEY ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/07/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Wenchu Liu.
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