Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Wayne Williams is a financial advisor based in Louisville, Kentucky. Daniel is currently registered with ADP Broker-Dealer, Inc. and has been in the industry since March 10, 2023. Daniel has passed the Series 7TO, SIE, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
08/14/2023 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
KY
01/09/2023 - 06/13/2023
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 02/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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