Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Wayne Forgy is a financial advisor registered with Cambridge Investment Research Advisors, Inc. Daniel has been in the financial services industry for over 30 years and has experience with a number of different firms, including Wachovia Securities Financial Network, LLC, NYLIFE Securities Inc., The O.N. Equity Sales Company, and H.D. Vest Investment Securities, Inc. Daniel is licensed to provide financial advice in several states including Kansas, Missouri, Texas, Arizona, California, Florida, Illinois, Iowa, Louisiana, Maine, Maryland, Minnesota, South Carolina, and Virginia. Daniel specializes in providing financial planning services, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KS
01/19/2010 - Present
Cambridge Investment Research Advisors, Inc. (OVERLAND PARK KS)
MO
03/29/2001 - 03/26/2004
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NY
11/28/1997 - 04/20/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
OH
08/01/1996 - 11/26/1997
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
TX
05/07/1992 - 08/12/1996
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 11/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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