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Daniel Ward

Bofa Securities, Inc.

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About Daniel Ward

Daniel Ward is a financial professional with over 10 years of experience in the industry. Daniel is currently registered with Bofa Securities, Inc. and is located in Atlanta, Georgia. Previously, Daniel worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Stephens and SunTrust Robinson Humphrey, Inc. Daniel holds a Series 7, 24, 62, 63 and 79 securities license.

Firm Information

Daniel Ward is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Daniel Ward’s Registration & Firm History

GA

08/12/2019 - Present

Bofa Securities, Inc. (ATLANTA GA)

GA

05/01/2019 - 08/12/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)

GA

08/04/2014 - 01/30/2019

STEPHENS (ATLANTA GA)

NY

09/17/2012 - 06/19/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

GA

03/11/2010 - 05/11/2010

SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 09/07/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2016

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 09/15/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 03/09/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daniel Ward.
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