Unclaimed
Daniel Wang is a financial professional with over five years of experience in the industry. Daniel is currently registered with Mizuho Securities USA LLC and has been with the firm since January 6, 2023. Before joining Mizuho Securities USA LLC, Daniel worked at Berenberg Capital Markets LLC from September 20, 2017, to December 21, 2022. Daniel holds the Series 63, SIE, Series 86, Series 87, and Series 7 licenses and is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/06/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/20/2017 - 12/21/2022
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 09/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/15/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/20/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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