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Daniel Wang

Mizuho Securities USA LLC

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About Daniel Wang

Daniel Wang is a financial professional with over five years of experience in the industry. Daniel is currently registered with Mizuho Securities USA LLC and has been with the firm since January 6, 2023. Before joining Mizuho Securities USA LLC, Daniel worked at Berenberg Capital Markets LLC from September 20, 2017, to December 21, 2022. Daniel holds the Series 63, SIE, Series 86, Series 87, and Series 7 licenses and is registered in 52 states and the District of Columbia.

Firm Information

Daniel Wang is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Wang’s Registration & Firm History

NY

01/06/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/20/2017 - 12/21/2022

BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/29/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2018

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/15/2018

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/20/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Wang.
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