Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Mak is an investment advisor currently associated with Scotia Capital (usa) Inc.. Daniel has been in the industry for 10 years and has passed the Series 7, Series 63 and SIE exams. Daniel's previous employers include Morgan Stanley & Co. LLC and BNP Paribas Securities Corp.. Daniel is licensed to provide securities advice in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/26/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
07/10/2015 - 01/11/2021
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
05/29/2013 - 06/19/2015
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 07/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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