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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Sullivan is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Daniel has been in the industry for 6 years and has experience working at other financial institutions including TD Ameritrade, Inc., J.P. Morgan Securities LLC and Bank of America. Daniel holds a Series 6, 7, 63, and 66 licenses. Daniel is registered to provide investment advisory services in Texas and Washington. Daniel specializes in providing financial advice to high net worth individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans and state and municipal governments. Daniel can provide financial planning, portfolio management, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
10/06/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
05/17/2019 - 10/20/2020
TD AMERITRADE, INC. (SEATTLE WA)
WA
01/10/2018 - 05/20/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
WA
07/06/2015 - 12/15/2015
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
BOTH
Issued 1/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/10/2018
Series 7 - General Securities Representative Examination
BC
Issued 7/6/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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