Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel W. Scott is a financial advisor registered with UBS Financial Services Inc. Daniel has been in the financial industry since 1975. Daniel is a Series 65 and Series 63 licensed advisor and holds the SIE, PC, and Series 7 licenses. Daniel is also registered in over 35 states as a broker-dealer. Daniel has previously worked with a number of firms, including Shearson Lehman Hutton Inc., Paine Webber Incorporated, E.F. Hutton & Company Inc, Branch, Cabell & Company, and Continental American Securities, Inc. Daniel is currently located in the Richmond, VA office of UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VA
06/25/1991 - Present
UBS Financial Services Inc. (RICHMOND VA)
NY
04/11/1988 - 03/26/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/12/1990 - 03/17/1990
PAINEWEBBER INCORPORATED
NA
08/14/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
04/06/1977 - 09/02/1986
BRANCH, CABELL & COMPANY
NA
03/26/1975 - 02/14/1977
CONTINENTAL AMERICAN SECURITIES, INC.
IA
Issued 11/5/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/13/1986
PC - AMEX Put and Call Exam
BC
Issued 3/15/1975
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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