Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Rowles is a financial professional with over 18 years of experience in the financial services industry. Daniel is a Registered Representative and Investment Advisor Representative, currently associated with Private Advisor Group, LLC. Daniel is also a Certified Financial Planner. Daniel has worked for several firms in the past including Ridgeway & Conger, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PNC Investments and Citigroup Global Markets Inc.. Daniel is registered with the state of Delaware, as both a Broker-Dealer and Investment Advisor. Daniel is also registered with the state of Texas as a Broker-Dealer and Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
09/11/2017 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
DE
09/04/2009 - 12/12/2011
RIDGEWAY & CONGER, INC. (DOVER DE)
DE
05/31/2005 - 09/09/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DOVER DE)
PA
07/26/2004 - 04/28/2005
PNC INVESTMENTS (PITTSBURGH PA)
NY
03/12/2004 - 06/18/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 02/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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