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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel W. Lasater is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Daniel Lasater has been in the industry since February 5, 2011, and has been registered in Texas since February 20, 2024. Daniel Lasater has a history of experience with various firms, including BBVA Securities Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., and MORGAN STANLEY DW INC. Daniel Lasater holds multiple licenses, including the Series 66, Series 65, and Series 63 exams. Daniel Lasater also holds Series 7, Series 31, and the SIE exams. Daniel Lasater specializes in retirement planning, mutual funds, fixed income, variable annuities, and life insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/20/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
TX
03/29/2019 - 06/02/2021
BBVA SECURITIES INC. (San Antonio TX)
TX
09/03/2003 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN ANTONIO TX)
NY
09/21/1998 - 07/15/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 2/16/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/7/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 1/31/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 9/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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