Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Ladner is a financial advisor with over 25 years of experience in the industry. Daniel is currently registered as a Registered Representative with UBS Financial Services Inc., and holds a Series 65 Investment Advisor Representative qualification. Daniel has held previous positions with Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Daniel has a diverse set of qualifications, including licenses in the areas of Securities Industry Essentials, General Securities Representative, Futures Managed Funds, General Securities Sales Supervisor, and Uniform Securities Agent State Law Examination. In addition to holding these licenses, Daniel has experience in providing a variety of financial services including financial planning, pension consulting, portfolio management for individuals and businesses, publication of periodicals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
11/07/2008 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
04/02/2007 - 11/10/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
05/01/1998 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
IA
Issued 07/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/29/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 04/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daniel Ladner is the right advisor for you? Invested Better is here to help.
