Unclaimed
Daniel W. Hynes is a financial advisor with Jefferies LLC. Daniel has been in the financial services industry since 2014. Daniel is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 3, 6, 7, 52TO, 63, 65, 79TO and SIE. Prior to joining Jefferies LLC, Daniel was employed with UBS Asset Management (US) Inc. and Ariel Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/09/2021 - Present
Jefferies LLC (CHICAGO IL)
IL
09/21/2015 - 04/22/2019
UBS ASSET MANAGEMENT (US) INC. (CHICAGO IL)
IL
04/19/2012 - 08/24/2015
ARIEL DISTRIBUTORS, LLC (CHICAGO IL)
BC
Issued 10/19/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/15/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/09/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2016
Series 3 - National Commodity Futures Examination
BC
Issued 12/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/18/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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