Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Duncan is a financial advisor with over 20 years of experience in the financial services industry. Daniel currently works at Alps Distributors, Inc. in Larkspur, California. Daniel has a strong background in investment management and financial planning. Daniel has held previous roles at FORESIDE FUNDS DISTRIBUTORS LLC, JANUS DISTRIBUTORS LLC, CUNA BROKERAGE SERVICES, INC., and MORGAN STANLEY DW INC. Daniel is a Series 7, 31, and 63 licensed professional. Daniel is also a Series 65 licensed investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/06/2014 - Present
Alps Distributors, Inc. (Larkspur CA)
CA
10/10/2007 - 10/01/2014
FORESIDE FUNDS DISTRIBUTORS LLC (SAN FRANCISCO CA)
CO
04/18/2005 - 10/01/2007
JANUS DISTRIBUTORS LLC (DENVER CO)
IA
01/23/2003 - 03/04/2005
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NY
07/13/2001 - 08/06/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 04/25/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 07/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Duncan is the right advisor for you? Invested Better is here to help.
