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Daniel Vincent Joyce

Westpark Capital, Inc.

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About Daniel Vincent Joyce

Daniel Vincent Joyce is a financial advisor registered in 11 states. Daniel is currently employed by Westpark Capital, Inc., where Daniel has been registered since 2022. Prior to that, Daniel worked at SCF SECURITIES, INC. and LPL FINANCIAL LLC. Daniel has been a financial advisor since 1983. Daniel's registrations include Series 66, Series 63, Series 24, Series 7, Series 22, and the SIE. Daniel has specializations in investments, retirement planning, and insurance. Daniel specializes in working with individuals, families, and businesses.

Firm Information

Daniel Joyce is currently registered with Westpark Capital, Inc.. Westpark Capital, Inc. is a registered investment advisor headquartered in Los Angeles, California. Established in 1995, the firm provides financial planning and portfolio management services for individuals. They have a total of 200 clients and manage approximately $29,970,039 in assets. Westpark Capital is registered in 53 states and the District of Columbia.
Westpark Capital, Inc.

1800 CENTURY PARK EAST

LOS ANGELES, CA 90067

$29.97M

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Joyce’s Registration & Firm History

NY

01/18/2022 - Present

Westpark Capital, Inc. (NEW YORK NY)

NY

10/25/2016 - 03/22/2018

SCF SECURITIES, INC. (NEW YORK NY)

NY

06/04/1998 - 02/24/2017

LPL FINANCIAL LLC (NEW YORK NY)

NY

05/14/1991 - 06/05/1998

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NA

11/25/1983 - 05/17/1991

CHRIS SECURITIES INC.

NA

03/01/1985 - 03/13/1986

W. S. GRIFFITH & CO., INC.

NA

06/22/1983 - 04/16/1984

PERSONAL ECONOMICS SECURITIES CORPORATION

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Licenses & Designations

BOTH

Issued 07/23/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/27/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/28/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1984

Series 7 - General Securities Representative Examination

BC

Issued 06/21/1983

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Daniel Vincent Joyce. Review regulatory record here.
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