Unclaimed
Daniel Vega is a registered representative with Equitable Advisors, LLC. Daniel has been in the industry since March 2014. Daniel has also been registered with several other firms in the past, including MML Investors Services, LLC, Pruco Securities, LLC., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daniel has passed the Series 66, Series 7, and SIE exams. Daniel holds registrations in multiple states and is currently licensed to offer financial planning services in New York, Connecticut, New Jersey, California, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Hampshire, North Carolina, Oregon, Pennsylvania, Rhode Island, Texas, Delaware, and Washington. Daniel is associated with the Equitable Advisors branch office in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/12/2021 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
10/30/2020 - 10/04/2021
MML INVESTORS SERVICES, LLC (New York NY)
NY
03/31/2020 - 11/10/2020
PRUCO SECURITIES, LLC. (WHITE PLAINS NY)
NY
01/11/2017 - 02/26/2020
PRUCO SECURITIES, LLC. (WHITE PLAINS NY)
NY
02/21/2014 - 01/10/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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