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Daniel Vaughn Pallone

Jane Street Capital, LLC

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About Daniel Vaughn Pallone

Daniel Pallone is a registered representative with Jane Street Capital, LLC and Jane Street Execution Services, LLC. Daniel has been in the securities industry since September 8, 2017. Daniel has passed the Series 3, Series 7, Series 57, and SIE exams. Daniel is registered in California, Florida, Hawaii, Louisiana, New Jersey, New York, Ohio, Pennsylvania, Texas, and Virginia. Daniel was previously employed by BNY Mellon Capital Markets, LLC.

Firm Information

Daniel Pallone is currently registered with Jane Street Capital, LLC. Jane Street Capital, LLC is a Limited Liability Company formed on August 31, 1999. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Pallone’s Registration & Firm History

NY

04/22/2019 - Present

Jane Street Capital, LLC (NEW YORK NY)

NY

08/24/2017 - 04/05/2019

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/31/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2017

Series 57 - Securities Trader Exam

BC

Issued 08/22/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daniel Vaughn Pallone.
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