Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Vasile Avram is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Daniel has been in the securities industry since January 24, 2007 and has been with the firm since August 2011. Daniel holds a Series 6, 7, 9, 63, and 66 licenses and is registered in Alaska, Arizona, California, Florida, Hawaii, Idaho, Oregon, Texas, and Washington. Daniel specializes in offering investment advisory services for individuals, businesses, pension plans, and other organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/12/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
WA
06/23/2015 - 03/23/2016
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
NC
11/20/2013 - 04/23/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
IL
05/17/2006 - 02/16/2011
CHASE INVESTMENT SERVICES CORP. (MOLINE IL)
IL
04/05/2005 - 05/16/2006
COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)
PA
04/17/2003 - 09/21/2004
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
BOTH
Issued 01/22/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/16/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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