Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Tumba is a financial advisor with over 16 years of experience in the financial services industry. He currently works with Merrill Lynch, Pierce, Fenner & Smith Inc. in the Palm Beach Gardens, FL area. Daniel has a strong focus on providing personalized financial advice and portfolio management for individuals and businesses. He is also skilled in the areas of retirement planning and investment management. He is registered with the state of Florida as an Investment Advisor Representative. Daniel has a background in financial planning and investment management. He is also a Certified Financial Planner and a Chartered Financial Analyst. Daniel is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/22/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALM BEACH GARDENS FL)
FL
09/29/2023 - 04/20/2024
J.P. MORGAN SECURITIES LLC (Jupiter FL)
FL
01/15/2020 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Jupiter FL)
FL
10/23/2008 - 01/17/2020
J.P. MORGAN SECURITIES LLC (PALM BEACH GARDENS FL)
FL
08/01/2007 - 10/28/2008
CHASE INVESTMENT SERVICES CORP. (PALM BEACH FL)
BOTH
Issued 01/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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