Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Loy is a financial advisor with Independent Financial Group, LLC. Daniel has been in the financial industry since 1998 and holds Series 7, Series 63, Series 65, and SIE licenses. Daniel Loy is registered with the state of California as an Investment Advisor Representative. He offers financial planning and portfolio management services to individuals, businesses, pension and profit-sharing plans, and charitable organizations. Daniel Loy also works with VOYA FINANCIAL ADVISORS. In addition to his work as a financial advisor, Daniel Loy is also a licensed insurance agent and the 100% owner of a DBA called LTK WEALTH MANAGEMENT. He is also a Board Member of Venture Commerce Center- Milpitas Condo Association, acting as secretary.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/14/2016 - Present
Independent Financial Group, LLC (Milpitas CA)
CA
09/07/2007 - 10/02/2015
VOYA FINANCIAL ADVISORS, INC. (MILPITAS CA)
CA
09/01/2004 - 09/18/2007
METLIFE SECURITIES INC. (FOSTER CITY CA)
CA
09/01/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (FOSTER CITY CA)
NY
01/06/2004 - 08/05/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
04/16/1998 - 01/05/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 10/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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