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Daniel Todd Golden

DWS Distributors, Inc.

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About Daniel Todd Golden

Daniel Golden is a financial advisor with DWS Distributors, Inc., located in Jacksonville, FL. Daniel has been in the industry since 2003. Daniel is registered in Florida and New York. Daniel holds the Series 7, Series 24, Series 31 and Series 66 licenses. Daniel previously worked at AEGIS CAPITAL CORP. and GUNNALLEN FINANCIAL, INC.

Firm Information

Daniel Golden is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Golden’s Registration & Firm History

FL

06/15/2016 - Present

DWS Distributors, Inc. (JACKSONVILLE FL)

NY

03/23/2010 - 06/02/2016

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

09/04/2003 - 03/26/2010

GUNNALLEN FINANCIAL, INC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/26/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/26/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 09/03/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Todd Golden.
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