Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Toca is a financial advisor registered in Tennessee. Daniel has been in the industry since August 2011 and is currently employed by Alliancebernstein Investments, Inc., a firm headquartered in Nashville, Tennessee. Daniel is licensed to conduct business in Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
10/14/2019 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
NY
10/02/2015 - 10/07/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/09/2014 - 07/31/2015
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/19/2013 - 07/08/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/19/2013 - 07/31/2013
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NY
07/16/2008 - 08/05/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BAYSIDE NY)
NY
08/03/2007 - 06/24/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2014
Series 4 - Registered Options Principal Examination
BC
Issued 07/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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