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Daniel Timothy Healy

SG Americas Securities, LLC

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About Daniel Timothy Healy

Daniel Healy is a securities professional with over 25 years of experience in the industry. Daniel Healy is currently registered with SG Americas Securities, LLC and has a Series 7, Series 63, Series 9, Series 10, Series 24, Series 55, Series 57TO and SIE licenses. Daniel Healy has previously held registrations with RBS Securities Inc., ABN AMRO Incorporated, Chase Investment Services Corp., Salomon Grey Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Herzog, Heine, Geduld, LLC, JWGenesis Financial Services, Inc., JWGenesis Securities, Inc., Schonfeld Securities, LLC, Sovereign Equity Management Corp., Renaissance Financial Securities Corp. and Continental Broker-Dealer Corp..

Firm Information

Daniel Healy is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Healy’s Registration & Firm History

NY

06/08/2011 - Present

SG Americas Securities, LLC (NEW YORK NY)

CT

09/11/2009 - 06/07/2011

RBS SECURITIES INC. (STAMFORD CT)

CT

03/21/2006 - 09/11/2009

ABN AMRO INCORPORATED (STAMFORD CT)

IL

10/21/2005 - 03/15/2006

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

TX

09/29/2003 - 10/14/2005

SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)

NY

04/26/2002 - 05/05/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

04/10/2000 - 04/22/2002

HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)

MO

07/30/1999 - 04/12/2000

JWGENESIS FINANCIAL SERVICES, INC. (ST. LOUIS MO)

FL

06/05/1998 - 04/07/2000

JWGENESIS SECURITIES, INC. (BOCA RATON FL)

NY

11/05/1996 - 05/18/1998

SCHONFELD SECURITIES, LLC (JERICHO NY)

FL

07/10/1996 - 11/05/1996

SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)

NA

06/06/1996 - 07/15/1996

RENAISSANCE FINANCIAL SECURITIES CORP.

NY

03/29/1996 - 05/29/1996

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BC

Issued 06/14/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/21/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 11/19/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/27/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daniel Timothy Healy.
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