Unclaimed
Daniel Healy is a securities professional with over 25 years of experience in the industry. Daniel Healy is currently registered with SG Americas Securities, LLC and has a Series 7, Series 63, Series 9, Series 10, Series 24, Series 55, Series 57TO and SIE licenses. Daniel Healy has previously held registrations with RBS Securities Inc., ABN AMRO Incorporated, Chase Investment Services Corp., Salomon Grey Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Herzog, Heine, Geduld, LLC, JWGenesis Financial Services, Inc., JWGenesis Securities, Inc., Schonfeld Securities, LLC, Sovereign Equity Management Corp., Renaissance Financial Securities Corp. and Continental Broker-Dealer Corp..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/08/2011 - Present
SG Americas Securities, LLC (NEW YORK NY)
CT
09/11/2009 - 06/07/2011
RBS SECURITIES INC. (STAMFORD CT)
CT
03/21/2006 - 09/11/2009
ABN AMRO INCORPORATED (STAMFORD CT)
IL
10/21/2005 - 03/15/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
09/29/2003 - 10/14/2005
SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)
NY
04/26/2002 - 05/05/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/10/2000 - 04/22/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
MO
07/30/1999 - 04/12/2000
JWGENESIS FINANCIAL SERVICES, INC. (ST. LOUIS MO)
FL
06/05/1998 - 04/07/2000
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
NY
11/05/1996 - 05/18/1998
SCHONFELD SECURITIES, LLC (JERICHO NY)
FL
07/10/1996 - 11/05/1996
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
NA
06/06/1996 - 07/15/1996
RENAISSANCE FINANCIAL SECURITIES CORP.
NY
03/29/1996 - 05/29/1996
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BC
Issued 06/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/21/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daniel Healy is the right advisor for you? Invested Better is here to help.