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Daniel Thomas Zamow

Thinkequity LLC

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About Daniel Thomas Zamow

Daniel Zamow is a financial professional with over 25 years of experience in the industry. Daniel currently works at Thinkequity LLC and is registered to conduct business in all 50 states and the District of Columbia. Daniel has a strong track record of providing investment advice and portfolio management services to individual and institutional clients. Daniel is committed to providing personalized service and helping clients achieve their financial goals.

Firm Information

Daniel Zamow is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Zamow’s Registration & Firm History

NY

09/29/2021 - Present

Thinkequity LLC (NEW YORK NY)

NY

09/10/2018 - 09/30/2021

SILVER LEAF PARTNERS, LLC (NEW YORK NY)

NY

05/02/2018 - 05/07/2018

MAXIM GROUP LLC (WOODBURY NY)

NY

12/18/2015 - 09/11/2017

HSBC SECURITIES (USA) INC. (JERICHO NY)

NY

12/10/2014 - 11/16/2015

LPL FINANCIAL LLC (EAST NORTHPORT NY)

NY

07/18/2013 - 11/25/2014

EDWARD JONES (FARMINGDALE NY)

NY

11/01/2005 - 02/22/2013

BREAN CAPITAL, LLC (NEW YORK NY)

NY

04/01/2005 - 03/14/2006

BREAN MURRAY & CO., INC. (NEW YORK NY)

NY

08/09/2001 - 04/12/2005

KAUFMAN BROS., L.P. (NEW YORK NY)

NY

05/01/2001 - 05/31/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/05/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/14/2000 - 02/05/2001

CHASE SECURITIES INC. (NEW YORK NY)

NY

07/01/1998 - 04/04/2000

ING BARINGS LLC (NEW YORK NY)

NY

11/06/1995 - 07/01/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NA

08/16/1995 - 11/06/1995

INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION

NY

02/05/1993 - 10/19/1994

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

02/05/1993 - 10/19/1994

LEHMAN GOVERNMENT SECURITIES INC.

NA

02/05/1993 - 07/18/1994

LEHMAN SPECIAL SECURITIES INC.

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Licenses & Designations

BOTH

Issued 10/10/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/22/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/15/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daniel Thomas Zamow.
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