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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Thomas Steele is an investment advisor representative with Columbia Management Investment Advisers, LLC. Daniel has been in the industry since 1996. Daniel has Series 6, 7, 24, 63 and 65 licenses and has been registered with FINRA and several states including Alabama, Alaska, Arizona, Arkansas, and Colorado. Daniel is registered with Columbia Management Investment Advisers, LLC and has previously been registered with MBSC Securities Corporation, Mellon Funds Distributor, LP, Bisys Fund Services Limited Partnership, Safeco Securities, Inc., and Putnam Retail Management, Inc. Daniel works from the Boston, Massachusetts office of the firm. Daniel's primary focus is on serving clients who are investment companies, corporations or other businesses, insurance companies, and individuals, other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset liability management, credit analysis & asset allocation svcs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
04/09/2024 - Present
Columbia Management Investment Advisers, LLC (BOSTON MA)
MA
08/04/2006 - 03/20/2017
MBSC SECURITIES CORPORATION (BOSTON MA)
MA
07/19/2006 - 07/11/2007
MELLON FUNDS DISTRIBUTOR, L.P. (BOSTON MA)
ME
07/14/2005 - 07/31/2006
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
WA
05/22/2001 - 10/13/2003
SAFECO SECURITIES, INC. (BELLEVUE WA)
MA
11/09/1994 - 04/03/2001
PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)
IA
Issued 05/18/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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