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Daniel Thomas Scalzi

Brookstone Capital Management LLC

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About Daniel Thomas Scalzi

Daniel Scalzi is an investment advisor representative with Brookstone Capital Management LLC. Daniel is licensed to provide investment advice in Connecticut, Delaware, and New York. Daniel has a strong history in the financial industry, previously working with Stiefel, Nicolaus & Company, Incorporated, Sterne Agee & Leach, Inc., Oppenheimer & Co. Inc., Lincoln Financial Securities Corporation, U.S. Wealth Advisors, LLC., Matrix U.S.A., LLC, Prudential Securities Incorporated, JWGenesis Securities, Inc., CIBC Oppenheimer Corp., Auerbach, Pollack & Richardson Inc., Paine Webber Incorporated, Smith Barney, Harris Upham & Co., Incorporated, Thomson McKinnon Securities Inc., Bache Halsey Stuart Shields Incorporated, Blyth Eastman Dillon & Co. Incorporated, and Merrill Lynch, Pierce, Fenner & Smith, Inc.

Firm Information

Daniel Scalzi is currently registered with Brookstone Capital Management LLC. Brookstone Capital Management LLC is a registered investment advisor headquartered in Wheaton, Illinois. The firm has 319 investment adviser representatives and manages approximately $1 billion to $10 billion in assets. They specialize in financial planning, portfolio management for individuals, and portfolio management for businesses. They also offer educational seminars and select other advisors for clients.
Brookstone Capital Management LLC

1745 S. NAPERVILLE ROAD

WHEATON, IL 60189

$10.41B

Assets Under Management

20

Total Clients

295

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Scalzi’s Registration & Firm History

CT

06/10/2021 - Present

Brookstone Capital Management LLC (Danbury CT)

NY

07/07/2015 - 05/13/2021

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

09/12/2014 - 07/07/2015

STERNE, AGEE & LEACH, INC. (NEW YORK NY)

CT

01/14/2011 - 09/16/2014

OPPENHEIMER & CO. INC. (STAMFORD CT)

CT

05/15/2009 - 01/19/2011

LINCOLN FINANCIAL SECURITIES CORPORATION (SOUTHPORT CT)

CT

07/01/2008 - 05/21/2009

U.S. WEALTH ADVISORS, LLC. (SOUTHPORT CT)

NY

06/19/2003 - 03/04/2008

MATRIX U.S.A., LLC (NEW YORK NY)

NY

03/09/1999 - 04/11/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

FL

06/24/1998 - 02/04/1999

JWGENESIS SECURITIES, INC. (BOCA RATON FL)

NY

09/17/1996 - 06/26/1998

CIBC OPPENHEIMER CORP. (NEW YORK NY)

CT

12/11/1995 - 08/29/1996

AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)

NJ

06/20/1989 - 11/28/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

09/03/1985 - 05/20/1989

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

09/12/1980 - 09/09/1985

THOMSON MCKINNON SECURITIES INC.

NA

10/10/1979 - 10/11/1980

BACHE HALSEY STUART SHIELDS INCORPORATED

NA

04/21/1978 - 04/29/1979

BLYTH EASTMAN DILLON & CO. INCORPORATED

NA

09/10/1974 - 05/03/1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

IA

Issued 07/25/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/16/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/30/1998

Series 4 - Registered Options Principal Examination

BC

Issued 02/02/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/24/1985

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 04/11/1981

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/31/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/14/1985

Series 5 - Interest Rate Options Examination

BC

Issued 11/17/1982

Series 15 - Foreign Currency Options Examination

BC

Issued 11/11/1981

Series 3 - National Commodity Futures Examination

BC

Issued 03/26/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Daniel Thomas Scalzi. Review regulatory record here.
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