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Daniel Thomas Pyne

Haitong International Securities (usa) Inc.

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About Daniel Thomas Pyne

Daniel Thomas Pyne is a registered representative with Haitong International Securities (usa) Inc. in New York, New York. Daniel has over 15 years of experience in the securities industry, having previously worked with Haitong Securities USA LLC, E.S. Financial Services, Inc., Oberon Securities, LLC, and Violy, Byorum & Partners, LLC. Daniel holds Series 7, Series 24, Series 63, Series 79TO, and SIE licenses.

Firm Information

Daniel Pyne is currently registered with Haitong International Securities (usa) Inc.. Haitong International Securities (usa) Inc. is a corporation formed in 2004. It is registered in 25 states and is also approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Pyne’s Registration & Firm History

NY

08/09/2018 - Present

Haitong International Securities (usa) Inc. (NEW YORK NY)

NY

09/28/2016 - 12/20/2022

HAITONG SECURITIES USA LLC (New York NY)

NY

04/17/2009 - 09/05/2014

E.S. FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

09/08/2005 - 03/03/2009

OBERON SECURITIES, LLC (NEW YORK NY)

NY

09/12/2003 - 11/11/2003

VIOLY, BYORUM & PARTNERS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/15/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Thomas Pyne.
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