Unclaimed
Daniel Thomas Pyne is a registered representative with Haitong International Securities (usa) Inc. in New York, New York. Daniel has over 15 years of experience in the securities industry, having previously worked with Haitong Securities USA LLC, E.S. Financial Services, Inc., Oberon Securities, LLC, and Violy, Byorum & Partners, LLC. Daniel holds Series 7, Series 24, Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/09/2018 - Present
Haitong International Securities (usa) Inc. (NEW YORK NY)
NY
09/28/2016 - 12/20/2022
HAITONG SECURITIES USA LLC (New York NY)
NY
04/17/2009 - 09/05/2014
E.S. FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
09/08/2005 - 03/03/2009
OBERON SECURITIES, LLC (NEW YORK NY)
NY
09/12/2003 - 11/11/2003
VIOLY, BYORUM & PARTNERS, LLC (NEW YORK NY)
BC
Issued 04/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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