Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Thomas Oconnor is a financial advisor with over 27 years of experience in the financial services industry. Daniel is currently registered with LPL Financial LLC, a leading independent broker-dealer. Daniel has been with LPL Financial LLC since September 2005. Prior to that, Daniel worked at RBC Dain Rauscher Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and B. C. Ziegler and Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
09/23/2005 - Present
LPL Financial LLC (MEQUON WI)
NY
12/04/2000 - 10/06/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
06/17/1997 - 12/07/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
05/15/1995 - 06/23/1997
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
IA
Issued 05/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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