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Daniel Thomas McHugh

Washington Securities Corp.

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About Daniel Thomas McHugh

Daniel McHugh is an investment advisor representative at Washington Securities Corp. and has been in the financial industry for over 40 years. Daniel has held various positions at a number of firms including Paine Webber Incorporated, Lombard Securities Incorporated, and Cetera Advisors LLC. Daniel holds both Series 63 and Series 65 licenses and is registered with FINRA. Daniel also has experience as an expert witness and an arbitrator in securities arbitration cases.

Firm Information

Daniel McHugh is currently registered with Washington Securities Corp.. Washington Securities Corp. is a corporation that has been in operation since August 20, 1998. The firm provides portfolio management services to individuals. They have 10 registered representatives and 4 investment advisor representatives. The firm manages approximately $6,975,967 in assets for 8 clients. They are registered with the SEC and in 19 states.

$6.98M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel McHugh’s Registration & Firm History

MD

01/01/2025 - Present

Washington Securities Corp. (CHEVY CHASE MD)

MD

01/20/2017 - 12/12/2019

WOODSTOCK FINANCIAL GROUP, INC. (Annapolis MD)

MD

02/19/2016 - 12/31/2016

CETERA ADVISORS LLC (ANNAPOLIS MD)

TX

04/17/1991 - 10/01/2015

LOMBARD SECURITIES INCORPORATED (JEFFERSON TX)

DC

10/13/1988 - 11/08/1990

JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)

NA

06/04/1984 - 10/15/1988

BAKER, WATTS & CO., INC.

NA

01/31/1980 - 06/19/1984

PAINEWEBBER INCORPORATED

NA

07/28/1976 - 01/31/1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

NA

01/19/1973 - 08/15/1976

BAKER WATTS CO

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Licenses & Designations

IA

Issued 06/17/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/28/1985

Series 4 - Registered Options Principal Examination

BC

Issued 07/13/1978

Series 12 - NYSE Branch Manager Examination

BC

Issued 02/06/1973

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1981

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Thomas McHugh.
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