Unclaimed
Daniel McHugh is an investment advisor representative at Washington Securities Corp. and has been in the financial industry for over 40 years. Daniel has held various positions at a number of firms including Paine Webber Incorporated, Lombard Securities Incorporated, and Cetera Advisors LLC. Daniel holds both Series 63 and Series 65 licenses and is registered with FINRA. Daniel also has experience as an expert witness and an arbitrator in securities arbitration cases.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MD
01/01/2025 - Present
Washington Securities Corp. (CHEVY CHASE MD)
MD
01/20/2017 - 12/12/2019
WOODSTOCK FINANCIAL GROUP, INC. (Annapolis MD)
MD
02/19/2016 - 12/31/2016
CETERA ADVISORS LLC (ANNAPOLIS MD)
TX
04/17/1991 - 10/01/2015
LOMBARD SECURITIES INCORPORATED (JEFFERSON TX)
DC
10/13/1988 - 11/08/1990
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
NA
06/04/1984 - 10/15/1988
BAKER, WATTS & CO., INC.
NA
01/31/1980 - 06/19/1984
PAINEWEBBER INCORPORATED
NA
07/28/1976 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
01/19/1973 - 08/15/1976
BAKER WATTS CO
IA
Issued 06/17/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/28/1985
Series 4 - Registered Options Principal Examination
BC
Issued 07/13/1978
Series 12 - NYSE Branch Manager Examination
BC
Issued 02/06/1973
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1981
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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