Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Thomas Dubois is an investment advisor representative at Integrated Wealth Concepts LLC. Daniel has been working in the financial services industry since December 1989. Daniel holds Series 63, Series 66, Series 7 and Series 24 licenses. Daniel's previous experience includes working at LPL Financial LLC, Securities America, Inc., TRIAD ADVISORS LLC, and BRECEK & YOUNG ADVISORS, INC. Daniel specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/04/2024 - Present
Integrated Wealth Concepts LLC (ESCONDIDO CA)
CA
01/04/2019 - 08/23/2024
TRIAD ADVISORS LLC (Escondido CA)
CA
08/16/2011 - 12/31/2018
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
01/23/2009 - 09/01/2011
SECURITIES AMERICA, INC. (SAN DIEGO CA)
CA
07/05/2007 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (ESCONDIDO CA)
CA
06/30/2005 - 07/06/2007
PROEQUITIES, INC. (ESCONDIDO CA)
CA
07/18/2003 - 02/15/2005
RETIREMENT CAPITAL GROUP SECURITIES, INC. (SAN DIEGO CA)
NE
10/04/2001 - 10/07/2004
SECURITIES AMERICA, INC. (LAVISTA NE)
AZ
05/17/2001 - 07/16/2001
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
12/24/1998 - 05/22/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
01/24/1994 - 12/31/1998
SPIDER SECURITIES, INC. (NEW YORK NY)
CA
04/25/1991 - 12/17/1992
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NA
04/27/1990 - 05/01/1991
FEDERATION FOR FINANCIAL INDEPENDENCE
NA
05/04/1987 - 05/17/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BOTH
Issued 12/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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