Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Dougherty is a financial advisor with Horter Investment Management, LLC, based in Springfield, Pennsylvania. Daniel has been a Registered Investment Advisor since 2014. Prior to working at Horter Investment Management, Daniel has worked at a number of other firms in the financial industry. Daniel is a Chartered Financial Consultant and holds Series 6, 7 and 63 licenses. Daniel has experience providing advisory services to individuals, high-net-worth individuals, businesses, pension plans, and other investment advisors. Daniel also specializes in financial planning, investment advisory services, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
02/06/2014 - Present
Horter Investment Management, LLC (SPRINGFIELD PA)
PA
04/13/2007 - 12/31/2009
CADARET, GRANT & CO., INC. (SPRINGFIELD PA)
PA
06/17/2005 - 04/03/2007
H.D. VEST INVESTMENT SERVICES (SPRINGFIELD PA)
MA
06/06/2003 - 04/07/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
NY
12/22/2000 - 11/18/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
PA
05/03/1994 - 12/08/2000
AMERICAN CAPITAL CORPORATION (VALLEY FORGE PA)
OR
10/08/1993 - 05/16/1994
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
MN
05/14/1992 - 11/22/1993
FORTIS INVESTORS, INC. (OAKDALE MN)
NY
01/10/1991 - 12/23/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
11/27/1985 - 10/29/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 03/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/1991
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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