Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Thomas Diorio is a financial advisor with Houlihan Lokey Capital, Inc. Daniel has been in the industry since 2017. Daniel holds the Series 63, Series 7TO, SIE and Series 79 licenses and is registered in New York. Previously, Daniel worked at RBC CAPITAL MARKETS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/16/2020 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
08/17/2017 - 10/08/2019
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 08/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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