Unclaimed
Daniel Nicholson is a financial professional registered in 53 states. Daniel is a registered representative of Vanguard Marketing Corp., which is NOTINSCOPE for Investment Advisor. Daniel has been in the industry since September 2, 2004 and holds the Series 63, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/02/2004 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 09/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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