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Daniel T Ohgi

Barings Securities LLC

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About Daniel T Ohgi

Daniel T. Ohgi is a financial professional with over 16 years of experience in the industry. Daniel is currently registered with Barings Securities LLC and holds licenses for both securities and commodities. Daniel has previously worked at firms such as AQR Investments, LLC, J.P. Morgan Securities LLC, and Citigroup Global Markets Inc. Daniel is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the National Futures Association (NFA). Daniel has a broad range of experience and knowledge in the financial services industry, including securities, futures, and investment management. Daniel is committed to providing clients with personalized financial advice and guidance.

Firm Information

Daniel Ohgi is currently registered with Barings Securities LLC. Barings Securities LLC, established in 2011, is a Limited Liability Company headquartered in the United States. The firm is registered with the SEC and holds licenses in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Ohgi’s Registration & Firm History

NC

08/25/2023 - Present

Barings Securities LLC (CHARLOTTE NC)

CA

05/23/2019 - 08/24/2022

AQR INVESTMENTS, LLC (Santa Monica CA)

TX

11/13/2008 - 04/16/2019

J.P. MORGAN SECURITIES LLC (HOUSTON TX)

NY

10/22/2002 - 06/15/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/20/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2021

Series 30 - NFA Branch Manager Examination

BC

Issued 07/18/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel T Ohgi.
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