Unclaimed
Daniel Faller is a financial professional with over 7 years of experience in the financial services industry. Daniel holds Series 6, 63 and 26 licenses. Daniel is registered with Lincoln Financial Distributors, Inc. and is currently located in Radnor, PA. Previously, Daniel worked at Amundi Pioneer Distributor, Inc. and Guardian Investor Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/25/2018 - Present
Lincoln Financial Distributors, Inc. (RADNOR PA)
MA
12/01/2015 - 08/03/2017
AMUNDI PIONEER DISTRIBUTOR, INC. (BOSTON MA)
NY
03/24/2014 - 01/05/2015
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
IA
Issued 09/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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