Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Stuart Pierson is a financial advisor with The Leaders Group, Inc. located in Littleton, CO. Daniel has been in the financial services industry since June 24, 2019. Daniel holds Series 66, Series 6TO, SIE, and Series 7 securities licenses. Daniel has previously worked at Transamerica Financial Advisors, Inc, Hartford Equity Sales Company Inc, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/02/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
FL
06/21/2010 - 03/09/2011
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
CT
04/03/2007 - 06/19/2008
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CA
06/23/2003 - 04/05/2005
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
NY
01/01/2002 - 11/21/2002
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 01/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/01/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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