Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Stuart Newell is a registered representative with Stifel, Nicolaus & Company, Inc. Daniel has been in the securities industry since 1978 and has a broad range of experience. Daniel has been registered with RBC Capital Markets, LLC, Ferris, Baker Watts, LLC, PaineWebber Incorporated, Bache Halsey Stuart Shields Incorporated, and Legg Mason Wood Walker, Incorporated. Daniel is registered with the state of Maryland as a broker-dealer and an investment advisor. Daniel is also registered in several other states. Daniel has a wide variety of certifications and licenses, including the Series 7, Series 10, Series 9, Series 31, and Series 63 licenses. Daniel is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/02/2018 - Present
Stifel, Nicolaus & Company, Inc. (HUNT VALLEY MD)
MD
03/13/2009 - 03/14/2018
RBC CAPITAL MARKETS, LLC (HUNT VALLEY MD)
MD
07/14/1989 - 03/13/2009
FERRIS, BAKER WATTS, LLC (ANNAPOLIS MD)
NJ
05/28/1982 - 07/19/1989
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/17/1979 - 06/11/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
07/21/1978 - 01/18/1980
LEGG MASON WOOD WALKER, INCORPORATED
IA
Issued 11/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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