Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Heller has been a registered investment advisor since 1993. Daniel currently works for Oppenheimer & Co. Inc. Before that, Daniel worked for WELLS FARGO ADVISORS, LLC from 2002 to 2010, WACHOVIA SECURITIES, INC. from 1996 to 2002, BRANCH, CABELL AND COMPANY from 1994 to 1996, INVESTORS SERVICES INCORPORATED from 1994 to 1995, and BROKERS EXCHANGE, INC. from 1993 to 1994. Daniel Heller is registered in Arizona, California, Colorado, Florida, Georgia, Kentucky, Maryland, Minnesota, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Utah, Virginia, Washington and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
VA
10/14/2010 - Present
Oppenheimer & Co. Inc. (RICHMOND VA)
VA
06/15/2002 - 10/11/2010
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
NC
04/04/1996 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
VA
06/22/1994 - 04/11/1996
BRANCH, CABELL AND COMPANY (RICHMOND VA)
VA
07/20/1994 - 05/26/1995
INVESTORS SERVICES INCORPORATED (RICHMOND VA)
SC
01/18/1993 - 06/27/1994
BROKERS EXCHANGE, INC. (COLUMBIA SC)
IA
Issued 07/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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