Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Stoddard Ricks is a financial professional with over 11 years of experience in the securities industry. Daniel is currently registered with Zions Direct, Inc. Daniel is registered as a Principal in the State of Utah and is also licensed in 51 other states. Daniel holds a variety of licenses, including Series 7, Series 24, Series 52TO, and Series 53. Daniel is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
04/23/2012 - Present
Zions Direct, Inc. (SALT LAKE CITY UT)
BC
Issued 05/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/16/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/22/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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