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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Klein is a registered investment advisor representative with Cetera Investment Advisers LLC. Daniel has been in the financial services industry since 1997. Daniel is registered in California, Missouri and Washington. Daniel is also registered as an investment advisor representative. In addition to securities business, Daniel also works with the L.A. Police Department as a financial counseling team member and serves as Treasurer for the 21st Area Boosters and Topanga Boosters. Daniel is a Series 7 and Series 66 licensed professional. Daniel's office is located at 6016 Fallbrook Ave Ste 203 in Woodland Hills, California. Daniel specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/21/2024 - Present
Cetera Investment Advisers LLC (WOODLAND HILLS CA)
CA
09/03/2010 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (WOODLAND HILLS CA)
CA
07/24/2007 - 09/16/2010
CROWELL, WEEDON & CO. (ENCINO CA)
TX
04/02/1998 - 10/13/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
WI
11/25/1997 - 03/10/1998
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
NY
07/11/1997 - 10/08/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 7/31/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 8/8/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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