Unclaimed
Daniel Steven Hawley is a financial advisor at Robert W. Baird & Co. Inc., a firm with over 1,500 licensed agents and over $287 Billion in regulatory assets under management. Daniel has been in the industry since 1989 and is registered in multiple states, including Florida, Texas, and Wisconsin. Daniel has held registrations as both a broker and an investment advisor. Daniel specializes in a variety of investment products, including stocks, bonds, mutual funds, and options. Daniel is also a registered principal and has extensive experience in the financial services industry. Daniel has passed the Series 7, Series 9, Series 10, Series 63, and Series 65 exams, and is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
07/31/1989 - Present
Robert W. Baird & Co. Inc. (Mequon WI)
IA
Issued 10/25/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/01/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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