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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Sterling is a financial advisor with LPL Financial LLC, a registered investment advisor with over 463 billion dollars in assets under management. Daniel has been in the industry since 2013 and holds Series 7, Series 9, Series 66 and SIE licenses. Daniel has experience working with individuals, businesses, and retirement plans. Daniel's areas of specialization include financial planning, portfolio management, and retirement planning. Daniel has been affiliated with several other firms prior to joining LPL Financial LLC. Those firms include Wells Fargo Advisors LLC, U.S. Bancorp Investments, Inc. and Merrill Lynch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/29/2024 - Present
LPL Financial LLC (SACRAMENTO CA)
CA
05/18/2023 - 04/12/2024
WELLS FARGO CLEARING SERVICES, LLC (NOVATO CA)
CA
04/25/2017 - 05/08/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VACAVILLE CA)
CA
08/07/2015 - 04/21/2017
U.S. BANCORP INVESTMENTS, INC. (NOVATO CA)
CA
09/17/2013 - 05/28/2015
WELLS FARGO ADVISORS, LLC (PINOLE CA)
BOTH
Issued 10/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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