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Daniel Stephen Shea

BA Securities, LLC

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About Daniel Stephen Shea

Daniel Shea is a financial professional with over 20 years of experience in the industry. Daniel has held positions at several prominent firms, including BDO Capital Advisors, LLC, Hadley Partners, Incorporated, and W. Y. Campbell & Company. Currently, Daniel is a registered representative with BA Securities, LLC. Daniel holds the Series 7, Series 63, Series 79TO, and SIE licenses. Daniel has a strong track record of success in providing investment advice and guidance to clients.

Firm Information

Daniel Shea is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Shea’s Registration & Firm History

CA

06/22/2020 - Present

BA Securities, LLC (SAN DIEGO CA)

CA

04/25/2011 - 06/09/2020

BDO CAPITAL ADVISORS, LLC (LOS ANGELES CA)

CA

03/29/2007 - 02/18/2011

HADLEY PARTNERS, INCORPORATED (EL SEGUNDO CA)

CA

05/06/2003 - 03/08/2007

W. Y. CAMPBELL & COMPANY (EL SEGUNDO CA)

MI

11/04/2002 - 02/03/2003

W. Y. CAMPBELL & COMPANY (DETROIT MI)

IL

10/04/2001 - 05/02/2002

DELOITTE & TOUCHE CORPORATE FINANCE LLC (CHICAGO IL)

NA

01/24/1989 - 01/01/1990

PAINEWEBBER INCORPORATED

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Licenses & Designations

BC

Issued 12/20/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Stephen Shea.
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