Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Riordan is a registered representative with Fidelity Personal And Workplace Advisors. Daniel has been in the industry for 23 years. Daniel is registered with the state of New York. Daniel is also registered with FINRA. Daniel has passed the Series 7, Series 25, Series 57TO and SIE exams. Daniel has worked for a number of firms including Cowen and Company, Citigroup Global Markets Inc., Chase Investment Services Corp., MND Partners, Inc., TJM INVESTMENTS, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, PROMETHEUM ATS, FIDELITY BROKERAGE SERVICES LLC, and Livermore Trading Group, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/12/2024 - Present
Livermore Trading Group, Inc. (NEW YORK NY)
RI
01/05/2024 - 09/09/2024
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
10/26/2022 - 02/22/2023
PROMETHEUM ATS (NEW YORK NY)
NY
10/08/2019 - 10/28/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COMMACK NY)
IL
03/29/2013 - 06/29/2018
TJM INVESTMENTS, LLC (CHICAGO IL)
NY
04/19/2010 - 04/08/2013
MND PARTNERS, INC. (NEW YORK NY)
NY
01/15/2010 - 04/26/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
10/23/2007 - 09/16/2009
CITIGROUP GLOBAL MARKETS INC. (HUNTINGTON STATION NY)
AZ
08/22/2007 - 09/17/2007
ECHOTRADE LLC (PHOENIX AZ)
NY
03/16/1999 - 04/11/2007
COWEN AND COMPANY (NEW YORK NY)
NY
03/21/1996 - 02/02/1998
NATWEST SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 11/06/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 03/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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