Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Phillips is a financial advisor with Cambridge Investment Research Advisors, Inc. Daniel has been a financial professional since August 20, 2014. Daniel has a Series 66, Series 7, and SIE license. Daniel is registered with the Financial Industry Regulatory Authority (FINRA) and is a registered investment advisor in Ohio and Texas. Daniel's current firm, Cambridge Investment Research Advisors, Inc., is based in Fairfield, IA. Cambridge Investment Research Advisors, Inc. is a registered investment advisor that provides a variety of financial services to individuals and families, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
11/19/2018 - Present
Cambridge Investment Research Advisors, Inc. (Gahanna OH)
OH
03/25/2015 - 11/18/2015
PROSPERA FINANCIAL SERVICES, INC. (WORTHINGTON OH)
OH
07/30/2014 - 03/02/2015
EDWARD JONES (DELAWARE OH)
BOTH
Issued 08/22/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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