Unclaimed
Daniel Spector is a financial professional with experience in the securities industry. Daniel has held registrations with both Goldman Sachs & Co. LLC and Simon Markets LLC. Daniel is currently registered with Icapital Markets LLC and is licensed to conduct business in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/14/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
10/25/2018 - 12/01/2023
SIMON MARKETS LLC (New York NY)
NY
10/25/2018 - 01/04/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 11/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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