Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Smith has been in the financial services industry since June 3, 2000. Daniel is currently registered with Allspring Funds Distributor, LLC in Charlotte, North Carolina. Prior to that, Daniel was with Evergreen Investment Services, Inc., Wachovia Securities, Inc., and First Union Brokerage Services, Inc. Daniel holds FINRA Series 63, SIE and Series 7 licenses. Daniel is registered in Alabama, Arkansas, California, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Mississippi, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/04/2010 - Present
Allspring Funds Distributor, LLC (CHARLOTTE NC)
NC
08/22/2002 - 01/04/2010
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MO
10/01/2000 - 08/08/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
05/22/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 06/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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