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Daniel Shipman

Prudential Annuities Distributors, Inc.

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About Daniel Shipman

Daniel Shipman is a financial professional with over 19 years of experience in the financial services industry. Daniel is currently registered with Prudential Annuities Distributors, Inc. Daniel has held previous positions at PRUCO SECURITIES, LLC., COWEN AND COMPANY, COWEN EXECUTION SERVICES LLC, METLIFE SECURITIES INC., BNY CONVERGEX EXECUTION SOLUTIONS LLC, LYNCH, JONES & RYAN LLC, DATEK ONLINE FINANCIAL SERVICES LLC and DATEK ONLINE BROKERAGE SERVICES LLC. Daniel is a Series 7, Series 24, and Series 63 licensed professional.

Firm Information

Daniel Shipman is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Shipman’s Registration & Firm History

CT

12/13/2019 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

NJ

09/17/2018 - 12/13/2019

PRUCO SECURITIES, LLC. (ISELIN NJ)

NY

10/26/2017 - 03/14/2018

COWEN AND COMPANY (NEW YORK NY)

NY

01/30/2016 - 03/14/2018

COWEN EXECUTION SERVICES LLC (NEW YORK NY)

NJ

12/19/2012 - 12/15/2015

PRUCO SECURITIES, LLC. (ISELIN NJ)

NY

03/08/2012 - 07/09/2012

METLIFE SECURITIES INC. (STATEN ISLAND NY)

NY

01/02/2007 - 06/04/2010

BNY CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

NY

08/29/2003 - 01/02/2007

LYNCH, JONES & RYAN LLC (NEW YORK NY)

NJ

06/30/2001 - 10/02/2002

DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NE

01/01/2001 - 06/30/2001

DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)

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Licenses & Designations

BC

Issued 01/23/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/26/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Shipman.
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